Browsing: fined

France’s energy regulator is penalizing the German unit of global financial services firm JPMorgan Chase for failing to provide sufficient…

Apple CEO Tim Cook introduces the Apple Card during a launch event at the Apple headquarters in Cupertino, California, on…

The Securities and Exchange Commission (SEC) has charged WisdomTree, a popular New York-based exchange-traded funds (ETFs) issuer, with making false…

Prager Metis CPAs has agreed to pay $1.95 million to settle two U.S. Securities and Exchange Commission (SEC) actions alleging…

Ikigai Strategic Partners LLC, a commodity pool operator based in Rio Grande, Puerto Rico, just got hit with a $150,000…

The Financial Industry Regulatory Authority (FINRA) has taken disciplinary action against a former JP Morgan employee over alleged regulatory breaches.…

By Sarah N. Lynch WASHINGTON (Reuters) – Research animal breeder Envigo pleaded guilty in Virginia on Monday to federal animal…